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Legal Professional
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Macquarie
Salary: Information not provided
|
USA-NY-New York City |
21 Aug |
| Due to growth in the Group's New York office, we are now seeking an additional attorney to join our Legal and Compliance team... |
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Vice President, Hedge Fund Compliance Officer
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Morgan Stanley
Salary: not disclosed
|
USA-CT-Greenwich |
21 Aug |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
21 Aug |
| See job description below |
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Commodity Compliance Coverage
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
21 Aug |
| See job description below |
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Senior Commodity Compliance Coverage - Oil Liquids
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
21 Aug |
| See job description below |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NJ-Jersey City |
21 Aug |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Junior Compliance Officer
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Not Disclosed
Salary: 80,000 - 150,000
|
USA-NY-New York City |
20 Aug |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Records Manager - Asset Management
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Not Disclosed
Salary: 150,000 - 350,000
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USA-NY-New York City |
20 Aug |
| The Director of Information and Document Risk Management is responsible for the development and oversight of all components o... |
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Deputy Compliance Officer
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Not Disclosed
Salary: 200,000 - 400,000
|
USA-NY-New York City |
20 Aug |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Mortgage Executive CCO/JD
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Michael Page
Salary: 500,000 - 1,500,000
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USA-NY-New York City |
20 Aug |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
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Vice President (VP) Compliance
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Not Disclosed
Salary: $110,000 - $150,000
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USA-NY-New York City |
20 Aug |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
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Assistant Branch Office Compliance Officer
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Not Disclosed
Salary: $50,000-90,000
|
USA-NJ-Jersey City |
20 Aug |
| Primary areas of responsibility require an extensive knowledge of broker dealer, investment advisor and internal company poli... |
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Asset Management Compliance Officer
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Not Disclosed
Salary: 150,000 - 250,000
|
USA-NY-New York City |
20 Aug |
| York City Asset Manager is looking to add mid to senior level compliance officer with 4-6 years plus handling Investment Advi... |
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Enterprise Account Document Manager
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Michael Page
Salary: 200,000 - 500,000
|
USA-NY-New York City |
20 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
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Senior Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
|
USA-NY-New York City |
20 Aug |
| The successful candidate will have experience in drafting and monitoring:
existing compliance procedures for fund of funds a... |
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Chief Compliance Officer
|
Not Disclosed
Salary: 250,000 - 1,000,000
|
USA-NY-New York City |
20 Aug |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Mananger of Financial Systems
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Not Disclosed
Salary: 80,000
|
USA-NY-Huntington |
20 Aug |
| Lead role systems / applications support activities relating to financial compliance/corporate financial systems. Perform li... |
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Investment Banking Opportunities!
|
APA International Placeme...
Salary: to $150K
|
USA-NY-New York City |
20 Aug |
| Immediate openings at top-tiered international financial institutions and investment banks. Candidates with compliance, M&A... |
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Fixed Income Advisory Compliance Officer - AVP
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
19 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Trading Auditor/Compliance (Investment Management)
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Northwest Integrators LLC
Salary: Highly competitive (base...
|
USA-CT-Stamford |
19 Aug |
| Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermined trading and i... |
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Business Analyst - Business Management & Control
|
Not Disclosed
Salary: Commensurate with experie...
|
USA-CT-Stamford |
19 Aug |
| Business Management & Control - Business Analyst. The individual will manage the implementation of initiatives as dictated b... |
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Vice President - Senior Investment Management Attorney (J5234)
|
Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NY-New York City |
19 Aug |
| Our client, a leading international asset management company, seeks a senior level investment management attorney to provide... |
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Compliance Associate
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Street Advisor Group
Salary: Very Competitive
|
USA-NY-New York City |
18 Aug |
| Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance Associate role... |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
USA-NY-New York City |
18 Aug |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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INVESTMENT COMPLIANCE ANALYST
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Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
18 Aug |
| Top investment firm has an excellent opportunity for an Investment Compliance Analyst to join the Risk Oversight Group (“ROG”... |
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Director Corporate Governance
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Not Disclosed
Salary: base $ 200 - $ 250 + bonu...
|
USA-NY-New York City |
18 Aug |
| Direct the Governance activities of major Financial Company. Analysis of Shareholder and investor community. Evaluate existin... |
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Account Support Executive
|
Macquarie Holdings
Salary: Excellent compensation fo...
|
USA-NY-New York City |
18 Aug |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Manager of Compliance Control Room
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Not Disclosed
Salary: $130,000 - $230,000
|
USA-NY-New York City |
18 Aug |
| The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai... |
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Senior Compliance Officer - Investment Management
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Legend Global Search, Inc...
Salary: Depends on Experience
|
USA-NY-New York City |
15 Aug |
| Compliance Officer - Asset Management Compliance |
|
|
Compliance Officer - Investment Guidelines and Restrictions
|
Legend Global Search, Inc...
Salary: $70K - $90K
|
USA-NY-New York City |
15 Aug |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
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